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FCA fines unqualified financial adviser £743,000 over ‘reckless’ pension transfer advice
The Financial Conduct Authority (FCA) has provisionally struck off the director of a financial services business after he was found to have “recklessly” provided pension transfer advice he was unqualified to give. The FCA has banned Daniel Thomas from working in financial services and fined him £742,700 after it found he “repeatedly misled clients and pension providers about his professional
FCA fines unqualified financial adviser £743,000 over ‘reckless’ pension transfer advice
The Financial Conduct Authority (FCA) has provisionally struck off the director of a financial services business after he was found to have “recklessly” provided pension transfer advice he was unqualified to give. The FCA has banned Daniel Thomas from working in financial services and fined him £742,700 after it found he “repeatedly misled clients and pension providers about his professional
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