SRA Code of Conduct: Understanding Your Duties with Katie Honne

Regulatory requirements continue to evolve, creating new challenges for probate practitioners. In this practical webinar, regulatory specialist and author Katie Jackson will explore key compliance issues affecting probate work and examine the expectations set out by professional codes of conduct and regulators, including the SRA, BSB, CLC, CILEx Regulation, NALP, and ICAEW.
Drawing on more than 20 years’ experience working within and alongside legal regulatory bodies, Katie will discuss the circumstances behind common probate-specific regulatory questions and the standards expected by professional regulators. She will also challenge attendees to consider whether firms are taking a strategic approach to compliance, asking:

“To what extent do probate practitioners plan long term for compliance challenges, and do we fire-fight regulatory pressures instead?”

Key topics include:

• Common regulatory challenges faced by probate practitioners
• Professional conduct obligations and compliance expectations
• Risk management strategies for probate teams
• Long-term compliance planning versus reactive problem-solving
• Practical steps to strengthen regulatory processes within your firm

Attendees will leave with actionable guidance and a practical framework for addressing key regulatory requirements, helping to reduce risk and support best practice in estate administration.