FCA fines unqualified financial adviser £743,000 over ‘reckless’ pension transfer advice
The Financial Conduct Authority (FCA) has provisionally struck off the director of a financial services business after he was found to have “recklessly” provided pension transfer advice he was unqualified to give. The FCA has banned Daniel Thomas from working in financial services and fined him £742,700 after it found he “repeatedly misled clients and […]
Remember A Charity Week gets underway with advice for estate planners
Remember a Charity Week launched yesterday (Monday) with an awareness campaign featuring a range of characters (pictured) and the results of a new survey exploring what legacy means to people. The findings show that while wealth and career success form part of the picture, people also place importance on their relationships, values and the difference […]